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399 Park Avenue, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-02-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimerfunds Distributor, Inc. | New York | NY | 05/2003 | 05/2019 |
| Invesco | New York | NY | 05/2019 | 08/2019 |
| Unemployed | New York | NY | 08/2019 | 06/2020 |
| First Manhattan Co. | New York | NY | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-10-15 |
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