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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2009-06-04
  • VA RA
    APPROVED
    Since 2009-06-04

Branch Locations

1800 Diagonal Road Suite 555, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Alexandria VA 05/2009 Present
Raymond James Financial Services Advisors, Inc. Alexandria VA 05/2009 Present
Goetzman Nau Financial Partners Alexandria VA 12/2020 Present
Previous Registrations
  • 2006-02-21 → 2009-06-04
    Alexandria, VA
    New York, NY
    Alexandria, VA
  • 1999-05-04 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Alexandria, VA
Other Businesses

(1)Name of Business: Address: 223 10th st n. e., wash dc 20002 & 323 Pa. ava. wash, dc 20003, wash., DC, 20002 and 20003, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/01/2002 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: i manage the properties (2)Name of Business: Goetzman Nau Financial Partners Address: 2020 Scroggins Rd.\n\n, Alexandria, Virginia, 22302, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 12/21/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-06
S63 Uniform Securities Agent State Law Examination 1991-05-23
  • S65 Uniform Investment Adviser Law Examination
    1992-10-06
  • S63 Uniform Securities Agent State Law Examination
    1991-05-23
Other Names
  • Rich Long

View on SEC IAPD

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