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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-08-12
  • FL RA
    APPROVED
    Since 2009-08-12

Branch Locations

8788 Boynton Beach Blvd Suite 100 Suite 100, Boynton Beach, FL 33472 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Pompano Beach FL 12/2002 Present
Raymond James Financial Services Advisors, Inc. Pompano Beach FL 08/2009 Present
Seacrest Towers Condiminium Association Pompano Beach FL 11/2014 Present
  • 12/2002 → Present
    Raymond James Financial Services, Inc.
    Pompano Beach, FL
  • 08/2009 → Present
    Pompano Beach, FL
  • 11/2014 → Present
    Seacrest Towers Condiminium Association
    Pompano Beach, FL
Previous Registrations
  • 1997-04-24 → 2002-11-25
    Morgan Stanley Dw Inc.
    Ft. Lauderdale, FL
Other Businesses

(1)Name of Business: Connor Financial Group Address: 8788 Boynton Beach Blvd. Suite 100, Boynton Beach, FL, 33472, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 07/21/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: FA associated with branch support company\n\nFinancial Services (2)Name of Business: Connor Financial Group Address: 8788 Boynton Beach Blvd., Suite 100, Boynton Beach, FL, 33472, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 07/12/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 11-20 Description of duties: Advise clients and effect investment transactions

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-29
S63 Uniform Securities Agent State Law Examination 1992-07-01
  • S65 Uniform Investment Adviser Law Examination
    1997-04-29
  • S63 Uniform Securities Agent State Law Examination
    1992-07-01
Other Names
  • Martha J Innes

View on SEC IAPD

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