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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-24
GA RA APPROVED 2015-08-27
CT RA APPROVED 2012-10-09
AL RA APPROVED 2012-10-01
FL RA APPROVED 2009-03-31
  • TX RA
    APPROVED_RES
    Since 2019-01-24
  • GA RA
    APPROVED
    Since 2015-08-27
  • CT RA
    APPROVED
    Since 2012-10-09
  • AL RA
    APPROVED
    Since 2012-10-01
  • FL RA
    APPROVED
    Since 2009-03-31

Branch Locations

8788 Boynton Beach Blvd Suite 100, Boynton Beach, FL 33472 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Boynton Beach FL 01/2003 Present
Raymond James Finanial Services Advisors, Inc. Boynton Beach FL 01/2009 Present
Distribution Planning Services Boynton Beach FL 10/2008 Present
Connor Wealth Managment Boynton Beach FL 01/2003 Present
  • 01/2003 → Present
    Raymond James Financial Services
    Boynton Beach, FL
  • 01/2009 → Present
    Raymond James Finanial Services Advisors, Inc.
    Boynton Beach, FL
  • 10/2008 → Present
    Distribution Planning Services
    Boynton Beach, FL
  • 01/2003 → Present
    Connor Wealth Managment
    Boynton Beach, FL
Previous Registrations
Other Businesses

(1)Name of Business: CFG Wealth Management Address: 8788 Boynton Beach Blvd, Suite 100, Boynton Beach , FL, 33472, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - CEO Investment Related: No Start Date: 01/15/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Principal and Branch Manager (2)Name of Business: Connor Financial Group Address: 8788 Boynton Beach Blvd Ste 100, Boynton Beach, FL, 33472-4467, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/17/2003 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Office/ branch owner. We are updating our current name 'Connor Financial Group" to "Connor Wealth Management" to provide a clearer name of what we do and are.\nOur RJ website stays connorfinancial.com as someone already had connorwealthmanagment.com (3)Name of Business: Connor Financial Group Address: 8461 Lake Worth Rd Ste 178, Wellington, FL, 33467, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Other Investment Related: No Start Date: 07/01/2015 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Connor Financial Group. Provides investment management and advisory services using the Raymond James platform. (4)Name of Business: Connor Wealth Management Address: 8788 Boynton Beach Blvd Ste 100, Boynton Beach, FL, 33472-4467, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - President Investment Related: No Start Date: 01/17/2003 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Run and administer ICD branch 7CL (5)Name of Business: Distribution Planning Services Address: 8461 Lake Worth Rd Ste 178, Wellington, FL, 33467, United States Activity Type: Accounting/CPA Position/Title: Advisor Investment Related: Yes Start Date: 10/06/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Advising on beneficiary structuring for tax maximization, distribution planning, ROTH conversions

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-04
S63 Uniform Securities Agent State Law Examination 1981-11-30
  • S65 Uniform Investment Adviser Law Examination
    1992-12-04
  • S63 Uniform Securities Agent State Law Examination
    1981-11-30

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