Best Investors Account Sign in

Shelley A Fromm

Benjamin F. Edwards & Company, Inc.

Boynton Beach, FL

St. Louis, MO

Plantation, FL

Claim This Profile
Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-03-09
  • FL RA
    APPROVED
    Since 2020-03-09

Branch Locations

8794 Boynton Beach Blvd Suite 220, Boynton Beach, FL 33472 • United States

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Plantation, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Boca Raton FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Boca Raton FL 11/2016 03/2020
Benjamin F. Edwards & Co. Boynton Beach FL 03/2020 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Boca Raton, FL
  • 11/2016 → 03/2020
    Wells Fargo Clearing Services, Llc
    Boca Raton, FL
  • 03/2020 → Present
    Benjamin F. Edwards & Co.
    Boynton Beach, FL
Previous Registrations
  • 2008-01-01 → 2020-03-11
    Wells Fargo Clearing Services, Llc
    Boca Raton, FL
    Boca Raton, FL
  • 1998-09-18 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Boca Raton, FL
    Boca Raton, FL
    St. Louis, MO
Other Businesses

POA FOR PARENT, INVESTMENT RELATED, BOYTON BEACH FL, START DATE 01/01/2012, NO CURRENT DUITES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-09-22
  • S63 Uniform Securities Agent State Law Examination
    1998-09-22

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
EDWARD JONES
LPL FINANCIAL LLC
ARMSTRONG, SHANE
COMPASS FINANCIAL MANAGEMENT LLC
PNC WEALTH MANAGEMENT LLC

Other Investors

Craig Scott Fichtenbaum
Andrew Gartrell
KAREN MARIE PLOTKIN
MARGARET ANN VRANE
Vincent Robert Ebbecke
VICTOR THOMAS CONNOR
RICHARD ALAN JACKSON
MARTHA JEAN INNES

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Boynton Beach, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Boynton Beach, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BOYNTON BEACH, FL
J.P. MORGAN SECURITIES LLC · Boynton Beach, FL
EDWARD JONES · BOYNTON BEACH, FL
LPL FINANCIAL LLC · BOYNTON BEACH, FL
ARMSTRONG, SHANE · BOYNTON BEACH, FL
COMPASS FINANCIAL MANAGEMENT LLC · Sarasota, FL

More in Boynton Beach, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor