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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-06-11
  • FL RA
    APPROVED
    Since 2009-06-11

Branch Locations

8788 Boynton Beach Blvd Suite 100, Boynton Beach, FL 33472 • United States

Atlantis, FL • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Boynton Beach FL 11/2005 Present
Raymond James Financial Services Advisors, Inc. Boynton Beach FL 01/2009 Present
Connor Financial Group Boynton Beach FL 12/2005 Present
Previous Registrations
Other Businesses

(1)Name of Business: Connor Financial Group Address: 8788 BOYNTON BEACH BLVD., SUITE 100, BOYNTON BEACH,, FL, 33472, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 12/05/2005 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor - advise clients on investments

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-11-09
  • S63 Uniform Securities Agent State Law Examination
    1990-11-09
Other Names
  • Peggy Ann Vrane
  • Margaret Ann Urane

View on SEC IAPD

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