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Current Employers
Griffinest Asia Asset Management, Llc

301 N. Lake Ave., Suite 110, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-03-23
  • CA RA
    APPROVED
    Since 2021-03-23

Branch Locations

301 N. Lake Ave., Suite 110, Pasadena, CA 91101 • United States

Taipei City • Taiwan, Republic of China

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Griffinest Asia Securities Llc Pasadena CA 07/2017 Present
Unemployed Taipei City 06/2016 06/2017
Griffinest Asia Asset Management, Llc Pasadena CA 01/2021 Present
Other Businesses

Foreign associate of Griffinest Asia Securities, LLC, investment related, 3452 E. Foothill Blvd., Suite 100, Pasadena, CA 91107, spend 40 hours /week. Managing Member of RichFun Management LLC, it is investment-related, the address is located at 9th FL., No. 101 Fushing N. Rd.Taipei City, Taiwan, RichFun Management LLC is a General Partner and Investment Manager of RichFun Portfolio LP. RichFun Portfolio LP, a Delaware limited partnership (the "Partnership"), of limited partnership interests unitized as shares (the "Shares") in the Partnership. The Shares are being offered to a limited number of individual or institutional investors that qualify as "accredited investors," within the meaning of Securities and Exchange Commission ("SEC") Regulation D promulgated under the Securities Act of 1933, as amended (the "Securities Act"). The sole general partner of the Partnership is RichFun Management LLC, a Delaware limited liability company (the "General Partner"). Yu-Lung (Jon) Tsao is the managing member of the General Partner. The start date is April 2021. I devote 20 hours a month to the other business during securities hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-15
  • S65 Uniform Investment Adviser Law Examination
    2021-01-15
Other Names
  • Yu Lung Tsao

View on SEC IAPD

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