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301 N. Lake Ave., Suite 110, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-03-23 |
Branch Locations
301 N. Lake Ave., Suite 110, Pasadena, CA 91101 • United States
Taipei City • Taiwan, Republic of China
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Griffinest Asia Securities Llc | Pasadena | CA | 07/2017 | Present |
| Unemployed | Taipei City | 06/2016 | 06/2017 | |
| Griffinest Asia Asset Management, Llc | Pasadena | CA | 01/2021 | Present |
Foreign associate of Griffinest Asia Securities, LLC, investment related, 3452 E. Foothill Blvd., Suite 100, Pasadena, CA 91107, spend 40 hours /week. Managing Member of RichFun Management LLC, it is investment-related, the address is located at 9th FL., No. 101 Fushing N. Rd.Taipei City, Taiwan, RichFun Management LLC is a General Partner and Investment Manager of RichFun Portfolio LP. RichFun Portfolio LP, a Delaware limited partnership (the "Partnership"), of limited partnership interests unitized as shares (the "Shares") in the Partnership. The Shares are being offered to a limited number of individual or institutional investors that qualify as "accredited investors," within the meaning of Securities and Exchange Commission ("SEC") Regulation D promulgated under the Securities Act of 1933, as amended (the "Securities Act"). The sole general partner of the Partnership is RichFun Management LLC, a Delaware limited liability company (the "General Partner"). Yu-Lung (Jon) Tsao is the managing member of the General Partner. The start date is April 2021. I devote 20 hours a month to the other business during securities hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-15 |
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