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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investacorp, Inc. | Miami Lakes | FL | 09/1994 | 06/2020 |
| Investacorp Advisory Services, Inc. | Miami Lakes | FL | 04/1999 | 06/2020 |
| Lpl Financial, Llc | Wadsworth | OH | 06/2020 | Present |
1. 01/01/2010 - WADSWORTH RETIREMENT GROUP, LLC./ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 100%/ WADSWORTH, OH 2. 04/01/1996 - MUNKA & RISHER - PERSONAL FINANCIAL CONSULTANTS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ WADSWORTH, OH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-07 |
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