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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
MI RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03
  • MI RA
    APPROVED
    Since 2011-01-03

Branch Locations

2840 Venture Dr, Marquette, MI 49855 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Marquette MI 01/2011 11/2016
Wells Fargo Clearing Services, Llc Marquette MI 11/2016 Present
Previous Registrations
  • 2006-02-01 → 2011-01-03
    Wells Fargo Investments, Llc
    Marquette, MI
    Marquette, MI
Other Businesses

T SHIRE SCREEN PRINTING, NOT INV RELATED, MARQUETTE, MI, START 10/2013, 40 HOURS PER MONTH/0 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-31
  • S66 Uniform Combined State Law Examination
    2006-01-31

View on SEC IAPD

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