Stacey L Zwicker

Employer firm

United Capital Financial Advisors CRD 134600

$24.6B regulatory AUM 160 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → Present
  United Capital Financial Advisors, Llc
  Irving, TX
• 11/2017 → 11/2018
  Cetera Advisor Networks Llc
  El Segundo, CA

Previous Registrations

• 2009-06-09 → 2010-12-31
  Sovereign Wealth Management Inc
  Memphis, TN
• 2002-08-20 → 2004-01-08
  Alliancebernstein L.P.
  San Francisco, CA

Other Businesses

1. KING TERRACE LLC; Investment-related; Honolulu, HI; Residential property; Owner; DEC 2024; 0 hours per month; 0 hours per securities trading hours; Duties include voting on ownership matters.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-10-03
• S63 Uniform Securities Agent State Law Examination
  1995-06-23

Other Names

• Stacey Marie Lau
• Stacey Lau
• Stacey Marie Welsh
• Stacey Lau Welsh
• Stacey Lau Zwicker