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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-10 |
| NY | RA | APPROVED | 2021-04-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Flushing Bank | New Hyde Park | NY | 09/2015 | Present |
| Infinex Investments, Inc. | Brooklyn | NY | 07/2016 | 12/2017 |
| Cetera Investment Services Llc | St.CLoud | MN | 12/2017 | Present |
| Cetera Investment Advisers Llc | New Hyde Park | NY | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-06-24 |
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