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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-10
NY RA APPROVED 2021-04-12
  • TX RA
    APPROVED_RES
    Since 2026-04-10
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

697 B Hillside Ave, New Hyde Park, NY 11040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Flushing Bank New Hyde Park NY 09/2015 Present
Infinex Investments, Inc. Brooklyn NY 07/2016 12/2017
Cetera Investment Services Llc St.CLoud MN 12/2017 Present
Cetera Investment Advisers Llc New Hyde Park NY 03/2021 Present
  • 09/2015 → Present
    Flushing Bank
    New Hyde Park, NY
  • 07/2016 → 12/2017
    Infinex Investments, Inc.
    Brooklyn, NY
  • 12/2017 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 03/2021 → Present
    New Hyde Park, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-06-24
  • S63 Uniform Securities Agent State Law Examination
    2000-06-24
Other Names
  • William Hutchingson

View on SEC IAPD

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