William Edward Hutchingson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-10
NY	RA	APPROVED	2021-04-12

TX RA
APPROVED_RES

Since 2026-04-10
NY RA
APPROVED

Since 2021-04-12

Branch Locations

697 B Hillside Ave, New Hyde Park, NY 11040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Flushing Bank	New Hyde Park	NY	09/2015	Present
Infinex Investments, Inc.	Brooklyn	NY	07/2016	12/2017
Cetera Investment Services Llc	St.CLoud	MN	12/2017	Present
Cetera Investment Advisers Llc	New Hyde Park	NY	03/2021	Present

09/2015 → Present

Flushing Bank

New Hyde Park, NY
07/2016 → 12/2017

Infinex Investments, Inc.

Brooklyn, NY
12/2017 → Present

Cetera Investment Services Llc

St.CLoud, MN
03/2021 → Present

Cetera Investment Advisers Llc

New Hyde Park, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-06-24

S63 Uniform Securities Agent State Law Examination

2000-06-24

Other Names

William Hutchingson

View on SEC IAPD

Employer firm

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Exams

Other Names

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