William Chesley Sowell

Current Employers

Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-01-26
AR	RA	APPROVED	2010-01-22

TX RA
APPROVED_RES

Since 2010-01-26
AR RA
APPROVED

Since 2010-01-22

Branch Locations

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sowell Financial Services, Llc	Little Rock	AR	06/2001	Present

06/2001 → Present

Sowell Financial Services, Llc

Little Rock, AR

Previous Registrations

2007-01-03 → 2007-02-06

First Allied Advisory Services, Inc.

Chesterfield, MO
1995-07-26 → 2007-01-05

Ffp Advisory Services Inc

North Little Rock, AR
2004-06-17 → 2005-03-01

Sowell Management

Little Rock, AR

Other Businesses

1. INSURANCE - AGENT 2. SOWELL FINANCIAL SERVICES - DBA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-05-18
S63	Uniform Securities Agent State Law Examination	1991-03-27

S66 Uniform Combined State Law Examination

2004-05-18
S63 Uniform Securities Agent State Law Examination

1991-03-27

Other Names

(Iv) William Chesley Sowell

View on SEC IAPD

Current Employers

Sowell Management

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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