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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2004-01-06 |
Branch Locations
4201 42Nd Street Ne, Suite 100, Cedar Rapids, IA 52402-7101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel Fisher & Company | Marion | IA | 04/2012 | 11/2017 |
| Berthel Fisher & Company Financial Services, Inc. | Marion | IA | 07/2014 | 11/2017 |
| Berthel Fisher & Company Insurance, Inc. | Marion | IA | 07/2014 | 11/2017 |
| Securities Management & Research, Inc. | Marion | IA | 04/2012 | 11/2017 |
| Berthel Fisher & Company Financial Services, Inc. | Cedar Rapids | IA | 11/2017 | Present |
| Securities Management & Research, Inc. | Cedar Rapids | IA | 11/2017 | Present |
| Berthel Fisher & Company Insurance, Inc. | Cedar Rapids | IA | 11/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-03-21 |
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