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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-01-02
  • MO RA
    APPROVED
    Since 2026-01-02

Branch Locations

8235 Forsyth Boulevard Suite 307, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co., Inc. St. Louis MO 03/2005 05/2018
Stifel Independent Advisors, Llc Clayton MO 05/2018 Present
Stifel Nicolaus & Co., Inc. Clayton MO 01/2026 Present
  • 03/2005 → 05/2018
    Stifel Nicolaus & Co., Inc.
    St. Louis, MO
  • 05/2018 → Present
    Clayton, MO
  • 01/2026 → Present
    Stifel Nicolaus & Co., Inc.
    Clayton, MO
Previous Registrations
Other Businesses

1. St. Albans Properties, LLC; 3476 St. Ablans Road St. Ablans MO 63073; Real estate development; Trust is member; Family owned business; 01/01/1993; 3.00 Hour(s) Per Week; during securities trading hours; Investment-Related. 2. Apex Oil Company, Inc.; 8235 Forsyth Blvd, Ste 900 St. Louis MO 63105; Oil trading, storage terminals, commercial office buildings; Director, Vice President; 01/01/2008; 10.00 Hour(s) Per Week; during securities trading hours; Investment-Related. 3. NC Investments, LLC; 8235 Forsyth Blvd, Ste 900 St. Louis MO 63105; Commercial building management & investments; President, Family owned business; 01/01/2008; 5.00 Hour(s) Per Week; during securities trading hours; Investment-Related. 4. St. Albans Construction Company; 3191 St. Albans Road St. Ablans MO 63073; Residential construction; Director; President; 01/01/1993; 5.00 Hour(s) Per Week; during securities trading hours; Not Investment-Related. 5. Apex Oil Charitable Foundation; 8235 Forsyth Blvd, Ste 900 St. Louis MO 63105; 501(c)(3) charitable foundation; Director of foundation; 01/01/2002; 0.50 Hour(s) Per Week; during securities trading hours; Not Investment-Related. 6. P.A.N. Enterprises, Inc; 8235 Forsyth Blvd, Ste 900 St. Louis MO 63105; Investment company; Director; 12/30/1980; 5 Hours per Year; During Securities Trading Hours; Investment-Related. 7. St Albans Global Management LLC; 8235 Forsyth Blvd, Ste 900 St. Louis MO 63105; Investment entity; Managing Member; 01/02/2012; 15 Hours per Week; During securities trading hours; Investment-Related. 8. Future Fuel Corp; 8235 Forsyth Blvd, Ste 900 St. Louis MO 63105; Chemical Co; Board Member; 7/11/2022; 10 hours per month; During securities trading hours; not inv related 9. Prequel Investments, LLC; 8235 Forsyth Blvd, Ste 900 St. Louis MO 63105; family entity used for co investing; manager; capital preservation; dvp transactions; 04/15/2023; 2 Hours per Week; During securities trading hours; Investment-Related. 10. SAGM, LLC; 8235 Forsyth Blvd Clayton, MO 63105; Family Office; Manager; 08/15/2025; 2hrs/wk; During securities trading hours; Not investment related 11. The Fivefold Foundation; 8235 Forsyth Blvd Clayton, MO 63105; Charitable Foundation 501c3; Director; 02/26/2025; During securities trading hours; Not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-25
S63 Uniform Securities Agent State Law Examination 1991-11-06
  • S65 Uniform Investment Adviser Law Examination
    2006-04-25
  • S63 Uniform Securities Agent State Law Examination
    1991-11-06
Other Names
  • Pa Novelly
  • Paul Novelly

View on SEC IAPD

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