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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-01-02 |
Branch Locations
8235 Forsyth Boulevard Suite 307, Clayton, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co., Inc. | St. Louis | MO | 03/2005 | 05/2018 |
| Stifel Independent Advisors, Llc | Clayton | MO | 05/2018 | Present |
| Stifel Nicolaus & Co., Inc. | Clayton | MO | 01/2026 | Present |
1. St. Albans Properties, LLC; 3476 St. Ablans Road St. Ablans MO 63073; Real estate development; Trust is member; Family owned business; 01/01/1993; 3.00 Hour(s) Per Week; during securities trading hours; Investment-Related. 2. Apex Oil Company, Inc.; 8235 Forsyth Blvd, Ste 900 St. Louis MO 63105; Oil trading, storage terminals, commercial office buildings; Director, Vice President; 01/01/2008; 10.00 Hour(s) Per Week; during securities trading hours; Investment-Related. 3. NC Investments, LLC; 8235 Forsyth Blvd, Ste 900 St. Louis MO 63105; Commercial building management & investments; President, Family owned business; 01/01/2008; 5.00 Hour(s) Per Week; during securities trading hours; Investment-Related. 4. St. Albans Construction Company; 3191 St. Albans Road St. Ablans MO 63073; Residential construction; Director; President; 01/01/1993; 5.00 Hour(s) Per Week; during securities trading hours; Not Investment-Related. 5. Apex Oil Charitable Foundation; 8235 Forsyth Blvd, Ste 900 St. Louis MO 63105; 501(c)(3) charitable foundation; Director of foundation; 01/01/2002; 0.50 Hour(s) Per Week; during securities trading hours; Not Investment-Related. 6. P.A.N. Enterprises, Inc; 8235 Forsyth Blvd, Ste 900 St. Louis MO 63105; Investment company; Director; 12/30/1980; 5 Hours per Year; During Securities Trading Hours; Investment-Related. 7. St Albans Global Management LLC; 8235 Forsyth Blvd, Ste 900 St. Louis MO 63105; Investment entity; Managing Member; 01/02/2012; 15 Hours per Week; During securities trading hours; Investment-Related. 8. Future Fuel Corp; 8235 Forsyth Blvd, Ste 900 St. Louis MO 63105; Chemical Co; Board Member; 7/11/2022; 10 hours per month; During securities trading hours; not inv related 9. Prequel Investments, LLC; 8235 Forsyth Blvd, Ste 900 St. Louis MO 63105; family entity used for co investing; manager; capital preservation; dvp transactions; 04/15/2023; 2 Hours per Week; During securities trading hours; Investment-Related. 10. SAGM, LLC; 8235 Forsyth Blvd Clayton, MO 63105; Family Office; Manager; 08/15/2025; 2hrs/wk; During securities trading hours; Not investment related 11. The Fivefold Foundation; 8235 Forsyth Blvd Clayton, MO 63105; Charitable Foundation 501c3; Director; 02/26/2025; During securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-06 |
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