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Troy David Bergeron

Mml Investors Services, LLC

Lafayette, LA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-05
LA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-05
  • LA RA
    APPROVED
    Since 2017-03-25

Branch Locations

102 Versailles Blvd Suite 120, Lafayette, LA 70501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Lafayette LA 07/2002 03/2017
Massmutual Life Insurance Co Lafayette LA 07/2016 Present
Mml Investors Services, Llc Lafayette LA 03/2017 Present
  • 07/2002 → 03/2017
    Metlife Securities
    Lafayette, LA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Lafayette, LA
  • 03/2017 → Present
    Mml Investors Services, Llc
    Lafayette, LA
Previous Registrations
  • 2002-10-02 → 2017-03-25
    Msi Financial Services, Inc.
    Lafayette, LA
    Lafayette, LA
    Monroe, LA
Other Businesses

(1) NAME: MADELINE BEE PROPERTIES LLC INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: OWNER OF LLC FOR SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 6/14/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DUTIES: MAINTENANCE AND SERVICES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-12-12
  • S63 Uniform Securities Agent State Law Examination
    1991-12-12

View on SEC IAPD

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Other Investors

Michael Shane Goff
Andre Charles Stafford
ELIAS ANTONIO RAMIREZ
GARRETT ANDREW AHRENS
JASON A HABBIT
CORY FRANCIS FRUGE
PHILLIP SHAYNE FONTENOT
KEVIN JOSEPH SIMONEAUX

Other Offices

PROSPERA FINANCIAL SERVICES, INC. · Lafayette, LA
LPL FINANCIAL LLC · LAFAYETTE, LA
NEWEDGE ADVISORS · Lafayette, LA
NEWEDGE ADVISORS · Lafayette, LA
NEWEDGE ADVISORS · New Orelans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Lafayette, LA
OSAIC WEALTH, INC. · Lafayette, LA
RAYMOND JAMES & ASSOCIATES, INC. · LAFAYETTE, LA

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