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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-08 |
| NM | RA | APPROVED | 2025-09-30 |
Branch Locations
2125 Louisiana Blvd, Albuquerque, NM 87110 • United States
4699 N Mesa St, El Paso, TX 79912 • United States
3500 E Sunrise Dr, Tucson, AZ 85718 • United States
10400 Ne 4Th St Moutain Pacific, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Albuquerque | NM | 07/2016 | 03/2017 |
| Los Alamos National Bank | Albuquerque | NM | 05/2016 | 03/2017 |
| U.S. Bancorp Investments, Inc. | Albuquerque | NM | 03/2017 | 10/2020 |
| Waddell & Reed, Inc | Albuquerque | NM | 10/2020 | 05/2021 |
| Raymond James & Associates, Inc | Albuquerque | NM | 05/2021 | 08/2021 |
| U.S. Bancorp Investments, Inc. | Albuquerque | NM | 08/2021 | 08/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albuquerque | NM | 09/2025 | Present |
| Lpl Financial | Albuquerque | NM | 05/2021 | 05/2021 |
I*2835303, Entity Type Entity For Profit , Name of OBA: Author Address: AlbuquerqueNew Mexico87111 Investment Related: No Position, Title, Association: Other Employee Start Date: 01/01/2017No Hours: 1 monthly No Hours during trading: 0 Duties:To write fictional stories.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-22 |
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