Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-05-01
NY RA APPROVED 2021-06-14
TX RA APPROVED 2013-10-14
  • NJ RA
    APPROVED
    Since 2024-05-01
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED
    Since 2013-10-14

Branch Locations

90 Park Ave 18Th Floor, New York, NY 10016 • United States

Warren, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lenox Advisors, Inc. New York NY 10/2009 Present
Mml Investors Services, Llc New York NY 11/2009 Present
Mass Mutual Life Insurance Company New York NY 10/2009 Present
  • 10/2009 → Present
    Lenox Advisors, Inc.
    New York, NY
  • 11/2009 → Present
    New York, NY
  • 10/2009 → Present
    Mass Mutual Life Insurance Company
    New York, NY
Previous Registrations
  • 2010-01-04 → 2020-03-30
    Lenox Advisors, Inc.
    New York, NY
  • 2007-02-05 → 2009-11-18
    Kestra Investment Services, Llc
    Austin, TX
    Warren, NJ
  • 1999-05-03 → 2007-02-12
    1717 Capital Management Company
    Edison, NJ
    Edison, NJ
Other Businesses

NAME: JOHN MILLER / LENOX ADVISORS, INC. INV REL: Y ADD: 90 PARK AVENUE 18TH FLOOR NEW YORK NY 10016 NATURE: OUTSIDE INSURANCE POSITION: SALES AGENT START DATE: 10/2009 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-03-25
  • S66 Uniform Combined State Law Examination
    1999-03-25
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor