James Andrew Michaels

Employer firm

Arkadios Wealth Advisors CRD 288863

$8.79B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 06/2024
  Securities America, Inc.
  Grand Junction, CO
• 09/2004 → 09/2024
  Everest Financial Group Llc
  Grand Junction, CO
• 06/2024 → 09/2024
  Osaic Wealth, Inc.
  Grand Junction, CO
• 09/2024 → 09/2024
  Osaic Advisory Services
  Atlanta, GA
• 09/2024 → Present
  Arkadios Capital
  Atlanta, GA
• 09/2024 → Present
  Arkadios Wealth Advisors
  Atlanta, GA

Previous Registrations

• 2024-09-04 → 2024-09-20
  Osaic Advisory Services, Llc
  Breckenridge, CO
  Atlanta, GA
• 2009-05-29 → 2024-09-08
  Everest Financial Group
  Minneapolis, MN
  Breckenridge, CO
  Grand Junction, CO

Other Businesses

1. CONSULTING, POSITION: President NATURE: Rocky Mountain Wealth Management, Inc INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 07/01/2011 ADDRESS: 2103 DESERT HILLS ROAD GRAND JUNCTION, CO 81507, DESCRIPTION: Consult on Business Management and Growth 2. EVEREST FINANCIAL GROUP, POSITION: Investment Advisor Representative/Financial Planner NATURE: Act as a Investment Advisor Representative of the Independent Investment Advisory firm Everest Financial Group. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/13/2004, ADDRESS: 701 Xenia Avenue South, Suite 250, Golden Valley MN 55416, United States, DESCRIPTION: Offer asset management, financial planning, and financial advisory services. 3. Rocky Mountain Wealth Management, Inc., Not Investment related, 2103 Desert Hills Road Grand Junction CO 81507, Position: President Nature of business: Insurance Sales and Management Consulting, 8 hours per month, 8 hours per month during securities trading hours, Start date: 07/01/2011, Description: Consult on Business Management and Insurance Sales.

Exams

• S66 Uniform Combined State Law Examination
  2005-09-12
• S63 Uniform Securities Agent State Law Examination
  1991-03-19