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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-09
OK RA APPROVED 1991-06-21
  • TX RA
    APPROVED_RES
    Since 2006-10-09
  • OK RA
    APPROVED
    Since 1991-06-21

Branch Locations

13 Nw 44Th St, Lawton, OK 73505-5998 • United States

Lawton, OK • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lawton OK 09/2005 03/2020
Ameriprise Financial Services, Llc Lawton OK 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 502 3rd str Elgin, Okla, ,; ; / Single Family; 4507 SE Bishop Rd., , LAWTON, OK, 73501; Not Investment-Related; 09/28/2026. Business Ownership; True Americana LLC; Owner; LLC to purchase and own vehicles; 1001 S Main St. Ste 49, , Kalispell, MT, 59901-5635; Not Investment-Related; 06/27/2023; 0 hours per month; 0 during trading hours / Professional Collaborative Consulting LLC; Owner; Consulting; 13 NW 44th St, , Lawton, OK, 73505; Not Investment-Related; 02/01/2013; 1 to 9 hours per month; 0 during trading hours / Gibraltar Rock LLC; Co-owner; Manage Ameriprise Business; 13 Northwest 44th Street, , Lawton, OK, 73505; Investment-Related; 12/11/2024; 1 to 9 hours per month; 0 during trading hours / Elk Head Properties LLC; Owner; Real Estate; 13 NW 44th St, , Lawton, OK, 73505; Investment-Related; 01/01/2003; 1 to 9 hours per month; 0 during trading hours / Quartz Creek Properties LLC; Simply a vacation place; Real Estate; 2603 NW Stone Hill Dr. Lawton Okla, , Lawton, OK, 73505; Not Investment-Related; 08/01/2007; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1991-05-23
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1991-05-23
Designations
Other Names
  • Chuck Waugh

View on SEC IAPD

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