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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2008-04-09
  • LA RA
    APPROVED
    Since 2008-04-09

Branch Locations

10307 Jefferson Hwy Ste B, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Baton Rouge LA 12/2004 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2004 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2013 Present
  • 12/2004 → Present
    Baton Rouge, LA
  • 12/2004 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2013 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, ARMAN ENTERPRISES, LLC, LEGAL ENTITY, START DATE: 04/24/2018, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, INSURANCE/ FINACIAL SERVICES SALES 3. 79% OWNER, ARMAN ACHARY AND MEMBERS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 09/14/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-09
S63 Uniform Securities Agent State Law Examination 2002-06-12
  • S66 Uniform Combined State Law Examination
    2006-08-09
  • S63 Uniform Securities Agent State Law Examination
    2002-06-12
Other Names
  • Eric Hagg Arman

View on SEC IAPD

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