Stephen Mark Littenberg

Current Employers

Employment History

• 04/2010 → 10/2020
  National Securities Corp
  Tinton Falls, NJ
• 04/2010 → 10/2020
  National Asset Management, Inc.
  Tinton Falls, NJ
• 10/2020 → Present
  Lpl Financial, Llc
  Red Bank, NJ
• 10/2020 → Present
  Private Advisor Group, Llc
  Red Bank, NJ

Previous Registrations

• 2010-04-15 → 2020-10-27
  B. Riley Wealth Advisors, Inc.
  Tinton Falls, NJ
• 2003-05-20 → 2010-04-23
  Voya Financial Partners, Llc
  Woodbridge, NJ
  Woodbridge, NJ

Other Businesses

1.Mr. Littenberg uses Scholar Wealth Management and Scholar 401k Solutions as the names of the business under which he provides investment advice through Private Advisor Group, LLC. This activity is conducted at the address Mr. Littenberg is registered at, and is related to his investment services practice. Mr. Littenberg devotes about 160 hours per month to this activity, including about 140 hours during securities trading hours, concurrently with time Mr. Littenberg devotes to activity providing investment services through Private Advisor Group. 2.Mr. Littenberg holds a license to sell insurance, but any such insurance business is separate and apart from investment advisory services that Mr. Littenberg provides. This activity is conducted at the address Mr. Littenberg is registered at, but is not related to his investment services practice. Mr. Littenberg devotes about a minimal amount of time to this activity. Mr. Littenberg may recommend the purchase of certain insurance-related products on a commission basis. Clients can engage Mr. Littenberg to purchase insurance products on a commission basis, but any such purchases are separate and apart from Private Advisor Group.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-10
• S63 Uniform Securities Agent State Law Examination
  1995-10-18

Designations

Other Names

• Stephen Littenberg