Best Investors Account Sign in

Eric Roger Williams

Cetera Investment Advisers LLC

Ocala, FL

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-19
  • FL RA
    APPROVED
    Since 2022-08-19

Branch Locations

1700 Se 17Th St, Ocala, FL 34471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc. Ocala FL 08/2015 02/2017
Wells Fargo Clearing Services, Llc Orlando FL 02/2017 01/2019
Lpl Financial, Llc Ocala FL 01/2019 07/2022
Cetera Investment Services Llc St. Cloud MN 08/2022 Present
Cetera Investment Advisers Llc Ocala FL 08/2022 Present
Regions Bank Ocala FL 08/2022 Present
Previous Registrations
  • 2019-02-05 → 2022-08-17
    Lpl Financial Llc
    Ocala, FL
  • 2017-03-03 → 2019-02-05
    Wells Fargo Clearing Services, Llc
    Orlando, FL
    Belleview, FL
    Ocala, FL
  • 2015-08-04 → 2017-03-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Orlando, FL
    Ocala, FL
    Silver Springs, FL
    Lady Lake, FL
    Saint Petersburg, FL
    Saint Petersburg, FL
    Silver Springs, FL
    Summerfield, FL
  • 2011-05-10 → 2015-08-10
    Invest Financial Corporation
    Ocala, FL
    Belleview, FL
    Gainesville, FL
    Ocala, FL
    Ocala, FL
    The Villages, FL
    Ocala, FL
    Gainesville, FL
    The Villages, FL
    Ocala, FL
    Summerfield, FL
  • 2010-02-25 → 2011-05-13
    Lpl Financial Llc
    Ocala, FL
  • 2009-01-02 → 2010-03-02
    Thrivent Investment Management Inc.
    Ocala, FL
    Heathrow, FL
Other Businesses

1. ST. JOHN LUTHERAN CHURCH, PRESIDENT OF THE CONGREGATION, 2/HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-29
S63 Uniform Securities Agent State Law Examination 1991-04-19
  • S66 Uniform Combined State Law Examination
    2008-12-29
  • S63 Uniform Securities Agent State Law Examination
    1991-04-19
Other Names
  • Eric Roger Williams
  • Eric Roger Williams

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
EQUITABLE ADVISORS, LLC
CANOPY 360 WEALTH, LLC
PFS INVESTMENTS INC.
SB ADVISORY, LLC
COGENT PRIVATE WEALTH

Other Investors

WARREN JUDSON SCROGGIE
JOHN MICHAEL MEFFERT
Ross Edwin Davis
MATHEW AARON FEEHAN
THOMAS RICHARD FLECK
DALE ANTHONY CAMILLO
ANDREW DAVID CAMPBELL
Casey Lane DeLuca

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Ocala, FL
OSAIC WEALTH, INC. · Ocala, FL
LPL FINANCIAL LLC · OCALA, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Ocala, FL
EQUITABLE ADVISORS, LLC · OCALA, FL
LPL FINANCIAL LLC · OCALA, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Ocala, FL
CANOPY 360 WEALTH, LLC · OCALA, FL

More in Ocala, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor