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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-09 |
| FL | RA | APPROVED | 2020-10-14 |
| NJ | RA | APPROVED | 2003-06-25 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
City Place Tower 525 Okeechobee Blvd Ste 850, West Palm Beach, FL 33401 • United States
Palm Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman, Llc | New York | NY | 04/2003 | 09/2020 |
| Neuberger Berman | West Palm Beach | FL | 09/2020 | Present |
Neuberger Berman BD LLC ("NBBD") is a wholly owned subsidiary of Neuberger Berman Investment Advisers LLC, ("NBIA") a registered investment adviser, which shares offices with each NBBD office. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBIA, on an ongoing basis. Also: Dunster House Condominium Assn. Home Address, Not Investment related, Homeowners Assn Board Start Date 3/29/2023. Homeowner, 1 Hour A month during non-trading hours . Also: Dunster House Condominium Assn. Home Address, Not Investment related, Homeowners Assn Board Start Date 4/2/2024, President, Head of the board, 1 Hour A month during non-trading hours .
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-07-25 |
| S65 | Uniform Investment Adviser Law Examination | 1992-07-11 |
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