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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-09
FL RA APPROVED 2020-10-14
NJ RA APPROVED 2003-06-25
  • NY RA
    APPROVED
    Since 2021-03-09
  • FL RA
    APPROVED
    Since 2020-10-14
  • NJ RA
    APPROVED
    Since 2003-06-25

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

City Place Tower 525 Okeechobee Blvd Ste 850, West Palm Beach, FL 33401 • United States

Palm Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman, Llc New York NY 04/2003 09/2020
Neuberger Berman West Palm Beach FL 09/2020 Present
  • 04/2003 → 09/2020
    Neuberger Berman, Llc
    New York, NY
  • 09/2020 → Present
    Neuberger Berman
    West Palm Beach, FL
Other Businesses

Neuberger Berman BD LLC ("NBBD") is a wholly owned subsidiary of Neuberger Berman Investment Advisers LLC, ("NBIA") a registered investment adviser, which shares offices with each NBBD office. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBIA, on an ongoing basis. Also: Dunster House Condominium Assn. Home Address, Not Investment related, Homeowners Assn Board Start Date 3/29/2023. Homeowner, 1 Hour A month during non-trading hours . Also: Dunster House Condominium Assn. Home Address, Not Investment related, Homeowners Assn Board Start Date 4/2/2024, President, Head of the board, 1 Hour A month during non-trading hours .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-07-25
S65 Uniform Investment Adviser Law Examination 1992-07-11
  • S63 Uniform Securities Agent State Law Examination
    2003-07-25
  • S65 Uniform Investment Adviser Law Examination
    1992-07-11
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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