Maurice Idor Clein

Current Employers

Employment History

• 02/1991 → 03/2018
  Royal Alliance Associates, Inc.
  Santa Ana, CA
• 12/1999 → Present
  Liberty Capital Management Inc,
  Santa Ana, CA
• 03/1991 → Present
  Financial Progressions Group
  Santa Ana, CA
• 03/2018 → Present
  Osaic Wealth, Inc.
  Santa Ana, CA
• 01/2022 → Present
  Liberty Capital Strategists, Inc.
  Santa Ana, CA

Previous Registrations

• 2000-02-14 → 2009-07-01
  Liberty Capital Management, Inc.
  Santa Ana, CA

Other Businesses

1. LIBERTY CAPITAL MANAGEMENT, INC.; NOT INVESTMENT RELATED; 1811 EAST GARRY AVE SANTA, CA; PRINCIPAL; 01-DEC-1997 APPROX HRS 5; SECURITYHOURS: 0 SHARE OFFICE EXPENESE WITH OTHER ROYAL ALLIANCE ASSOCIATES, INC. REPS. 5 HOURS PER MONTH. ATTEND MEETINGS CONCERNING BUSINESS NEEDS AND EXPENSES. 2. LIBERTY CAPITAL STRATEGISTS, INC. POSITION: Owner/Shareholder NATURE: Liberty Capital Strategists, Inc. is set up as an S-Corp and is a marketing name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/27/2021 ADDRESS: 1422 Edinger Ave., Tustin CA 92780, United States DESCRIPTION: Tailor different types of available investment products to suit clients needs including completion of necessary paperwork, trading, addition and withdrawal of funds for clients for the various accounts they own. Meet with clients for portfolio reviews and initial introduction to Osaic, take calls from clients and vendors, meet with vendors to access via ability of their product offerings. Manage employees and vendors, compensation, process payroll, train and manage staff in accordance general business practices and Osaic's protocol for registered assistants. 3. FINANCIAL PROGRESSIONS GROUP DBA POSITION: Owner NATURE: DBA for Maurice I. Clein INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/04/2006 ADDRESS: PO BOX 16694, Irvine CA 92623, United States DESCRIPTION: Check bank account transactions. 4. LIBERTY CAPITAL PROPERTIES, LLC POSITION: Owner/Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/14/2025 ADDRESS: 1422 Edinger Ave., Suite 230, Tustin CA 92780, United States DESCRIPTION: Manage the building that we own and collect rents received from tenants and attend to banking by paying all necessary bills related to the ownership of this property. 5. GRANITE PROPERTIES - TIC POSITION: Tenant In Common NATURE: Six partners own the building and I am there for 1/6 owner. We have tenants who pay us rent into a tenants in common bank account out of which, all property related expenses are paid in proportion by the six partners. The property that this entity managed as been sold, my 1/6 share was 1031 exchanged into the new property situated at 1422 Edinger Ave. Suite 230, Tustin, CA 92780. The accounting for Granite Properties - TIC is in the process of being concluded for the year, which should be completed by 12/31/2025 at which time the entity will be dissolved and the outside business activity removed from my list. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2022 ADDRESS: P.O. Box 16694, Irvine CA 92623, United States DESCRIPTION: Manage all aspects of the property, facilitate repairs, maintenance, and dealing with tenant requests.- These duties are no longer required due to the sale. 6. FINANCIAL PROGRESSIONS GROUP, INC. POSITION: President/Shareholder NATURE: Corporation - S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2005 ADDRESS: 1422 Edinger Ave., Suite 230, Tustin CA 92780, United States DESCRIPTION: CEO - Managing Tailor different types of available insurance products to suit clients needs including completion of necessary paperwork arranging medical exams facilitating beneficiary and owner nominations. Monitoring income flowing into this entity.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-30
• S63 Uniform Securities Agent State Law Examination
  1991-04-30