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James Carl Sexton

Western Reserve Capital Management, LLC

Hudson, OH

CRD 2127374

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Employer firm

Western Reserve Capital Management, LLC CRD 329811

$120M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Western Reserve Capital Management, Llc

102 First St #208, Hudson, OH 44236 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-04-02
  • OH RA
    APPROVED
    Since 2024-04-02

Branch Locations

102 First St #208, Hudson, OH 44236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Akron OH 08/2009 12/2020
Southland Equity Partners Hudson OH 05/2009 03/2024
Western Reserve Capital Management, Llc Hudson OH 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-17
  • S63 Uniform Securities Agent State Law Examination
    2000-08-17
Designations
  • Certified Financial Planner
Other Names
  • Jim Sexton
  • James Sexton

View on SEC IAPD

Nearby Firms

ELLSWORTH ADVISORS, LLC
JANNEY MONTGOMERY SCOTT LLC
LPL FINANCIAL LLC

Nearby Investors

CHRISTOPHER MICHAEL PRADO
Cameron Shields Miele
MICHELLE MARIE SCHWAB

Nearby Offices

ELLSWORTH ADVISORS, LLC · HUDSON, OH
JANNEY MONTGOMERY SCOTT LLC · Hudson, OH
LPL FINANCIAL LLC · HUDSON, OH

More in Hudson, OH

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