James Arthur Mosteller

Employer firm

Liberty Asset Management, Inc. CRD 135791

$173M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2005 → Present
  Liberty Asset Management, Inc.
  Woodridge, IL
• 12/1996 → Present
  Mosteller & Holmberg, P.C.
  Willowbrook, IL
• 08/1998 → Present
  Secure Equity, Inc.
  Willowbrook, IL
• 05/2001 → Present
  Mosteller Worldwide Llc
  Willowbrook, IL
• 03/1991 → Present
  Self-Employed
  Willowbrook, IL

Previous Registrations

• 2005-02-01 → 2006-03-03
  Obs Brokerage Services, Inc.
  Willowbrook, IL

Other Businesses

NAME OF BUSINESS: MOSTELLER & HOLMBERG, P.C. - LAW FIRM NON-SECURITIES RELATED 6723 KINGERY HIGHWAY WILLOWBROOK, ILLINOIS 60527 POSITION: PARTNER ESTABLISHED: 1996 HRS: 10 HOURS/MONTH DUTIES: CONSULT WITH MANAGING PARTNER ON MARKETING CONCEPTS AND ESTATE PLANNING/ELDER LAW ISSUES RELATING TO OUR CLIENTS. SECURE EQUITY, INC. - INSURANCE SERVICES NON-SECURITIES RELATED 6723 KINGERY HIGHWAY WILLOWBROOK, ILLINOIS 60527 POSITION: PRESIDENT ESTABLISHED: 1998 HOURS: 10 HOURS/MONTH DUTIES: WORK WITH AGENT ON LEAD GENERATION AND MARKETING. OVERSEE DISTRIBUTION OF COMMISSIONS MOSTELLER WORLDWIDE, L.L.C. NON-SECURITIES RELATED 6723 KINGERY HIGHWAY WILLOWBROOK, ILLINOIS 60527 POSITION: OWNER ESTABLISHED: 2001 HOURS: 1 HOURS/MONTH COMPANY IS SIMPLY A HOLDING COMPANY FOR A PIECE OF COMMERCIAL REAL ESTATE. REVI

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-02-16
• S65 Uniform Investment Adviser Law Examination
  2004-12-14

Designations

• Chartered Financial Consultant

Other Names

• James A Mosteller