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James Arthur Mosteller

Liberty Asset Management, Inc.

Woodridge, IL

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Current Employers
Liberty Asset Management, Inc.

3550 Hobson Road Suite 101, Woodridge, IL 60517 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-30
IL RA APPROVED 2005-06-17
  • TX RA
    APPROVED
    Since 2023-03-30
  • IL RA
    APPROVED
    Since 2005-06-17

Branch Locations

3550 Hobson Road Suite 101, Woodridge, IL 60517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Liberty Asset Management, Inc. Woodridge IL 05/2005 Present
Mosteller & Holmberg, P.C. Willowbrook IL 12/1996 Present
Secure Equity, Inc. Willowbrook IL 08/1998 Present
Mosteller Worldwide Llc Willowbrook IL 05/2001 Present
Self-Employed Willowbrook IL 03/1991 Present
  • 05/2005 → Present
    Woodridge, IL
  • 12/1996 → Present
    Mosteller & Holmberg, P.C.
    Willowbrook, IL
  • 08/1998 → Present
    Secure Equity, Inc.
    Willowbrook, IL
  • 05/2001 → Present
    Mosteller Worldwide Llc
    Willowbrook, IL
  • 03/1991 → Present
    Self-Employed
    Willowbrook, IL
Previous Registrations
  • 2005-02-01 → 2006-03-03
    Obs Brokerage Services, Inc.
    Willowbrook, IL
Other Businesses

NAME OF BUSINESS: MOSTELLER & HOLMBERG, P.C. - LAW FIRM NON-SECURITIES RELATED 6723 KINGERY HIGHWAY WILLOWBROOK, ILLINOIS 60527 POSITION: PARTNER ESTABLISHED: 1996 HRS: 10 HOURS/MONTH DUTIES: CONSULT WITH MANAGING PARTNER ON MARKETING CONCEPTS AND ESTATE PLANNING/ELDER LAW ISSUES RELATING TO OUR CLIENTS. SECURE EQUITY, INC. - INSURANCE SERVICES NON-SECURITIES RELATED 6723 KINGERY HIGHWAY WILLOWBROOK, ILLINOIS 60527 POSITION: PRESIDENT ESTABLISHED: 1998 HOURS: 10 HOURS/MONTH DUTIES: WORK WITH AGENT ON LEAD GENERATION AND MARKETING. OVERSEE DISTRIBUTION OF COMMISSIONS MOSTELLER WORLDWIDE, L.L.C. NON-SECURITIES RELATED 6723 KINGERY HIGHWAY WILLOWBROOK, ILLINOIS 60527 POSITION: OWNER ESTABLISHED: 2001 HOURS: 1 HOURS/MONTH COMPANY IS SIMPLY A HOLDING COMPANY FOR A PIECE OF COMMERCIAL REAL ESTATE. REVI

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-02-16
S65 Uniform Investment Adviser Law Examination 2004-12-14
  • S63 Uniform Securities Agent State Law Examination
    2006-02-16
  • S65 Uniform Investment Adviser Law Examination
    2004-12-14
Designations
Other Names
  • James A Mosteller

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