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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-05-18 |
| TX | RA | APPROVED | 2022-05-17 |
Branch Locations
499 E Main St, Cartersville, GA 30121 • United States
106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Atlanta | GA | 02/2016 | 05/2017 |
| Regions Bank | Cartersville | GA | 05/2017 | 08/2018 |
| Cetera Investment Advisers Llc | Cartersville | GA | 05/2017 | 07/2018 |
| Cetera Investment Services Llc | Cartersville | GA | 05/2017 | 07/2018 |
| Pnc Investments | Woodstock | GA | 07/2018 | 05/2019 |
| Unemployed | Cartersville | GA | 07/2019 | 08/2019 |
| Thrivent Investment Management Inc | Cartersville | GA | 08/2019 | 01/2021 |
| Thrivent Financial | Cartersville | GA | 08/2019 | 01/2021 |
| Pnc Financial | Woostock | GA | 07/2018 | 06/2019 |
| Jp Morgan Chase Bank | Kennesaw | GA | 01/2021 | 05/2022 |
| Jp Morgan Securities Llc | Kennesaw | GA | 01/2021 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-29 |
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