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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-03-01
  • GA RA
    APPROVED
    Since 2019-03-01

Branch Locations

100 West Cherokee Ave, Cartersville, GA 30120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Cartersville GA 07/2014 02/2019
Park Avenue Securities Llc Cartersville GA 09/2014 02/2019
Raymond James Financial Services, Inc Cartersville GA 02/2019 Present
Wbhf Am 1450/Fm 100.3 Cartersville GA 08/2006 Present
Learfield Sports, Llc Athens GA 08/2014 Present
Jmtmlc2, Llc Catersville GA 08/2020 Present
  • 07/2014 → 02/2019
    Guardian Life Insurance Co
    Cartersville, GA
  • 09/2014 → 02/2019
    Cartersville, GA
  • 02/2019 → Present
    Raymond James Financial Services, Inc
    Cartersville, GA
  • 08/2006 → Present
    Wbhf Am 1450/Fm 100.3
    Cartersville, GA
  • 08/2014 → Present
    Learfield Sports, Llc
    Athens, GA
  • 08/2020 → Present
    Jmtmlc2, Llc
    Catersville, GA
Previous Registrations
Other Businesses

(1)Name of Business: Address: 100 Pine Grove Road, Cartersville, GA, 30120, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 05/17/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: The advisory board provides feedback and guidance in assisting operations of the Cartersville Parks and Recreation Department. We also assist in planning of future programs and activities the department offers to the community. I was appointed as a community member as a resident of the City of Cartersville (2)Name of Business: Brock Wealth Management Address: 100 W Cherokee Ave, Cartersville, GA, 30120-3157, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 11/01/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I am the owner of Brock Wealth Management. (3)Name of Business: IMG College, LLC Address: 1 Selig Circle, Athens, GA, 30165, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 08/01/2014 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: College Football Analyst for the University of Georgia (4)Name of Business: JTMLC2, LLC Address: 100 W Cherokee Ave, Cartersville, GA, 30120, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/03/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support Company call JTMLC2, LLC\n (5)Name of Business: WBHF AM 1450 / FM 100.3 Address: 7 North Wall Street, Cartersville, GA, 30120, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 08/01/2006 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide Color Commentary and analysis for local high school athletic broadcasts.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-03
S63 Uniform Securities Agent State Law Examination 2015-02-20
  • S65 Uniform Investment Adviser Law Examination
    2017-04-03
  • S63 Uniform Securities Agent State Law Examination
    2015-02-20
Other Names
  • Josh Brock
  • Joshua James Brock
  • Joshua J Brock

View on SEC IAPD

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