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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2024-07-26 |
| NC | RA | APPROVED | 2024-03-18 |
| FL | RA | APPROVED | 2024-01-10 |
| GA | RA | APPROVED | 2023-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins Co Of America | Cartersville | GA | 07/2005 | Present |
| Park Avenue Securities | Cartersville | GA | 02/2007 | Present |
1. Exchange Club-Non profit fundraising organization that promotes youth throughout the community and the prevention of child abuse, Start: 07/01/2010, Address: 104 Stonewall Street Cartersville, GA, 2 bus hrs per month, Not investment related, 2. Insurance other than Guardian (LLC)-Group Life and DI thru Prudential and the Municipality required to be e-verified thus the LLC, Start: 06/01/2015,, Address: 111 Leake St Cartersville, GA 30120 Hrs per month - tot/bus: 4/3, Investment related, 3) Alternate Executor of Mother and Father's Will & Power of Attorney, Start: 05/02/2012, Address: 247 Parkview Dr Cartersville, GA 30120, 0 total hours per month, Not investment related, No annual compensation, 4) City of Cartersville Planning Commissioner, Start Date: 3/12/2024, Address: City Hall, PL Box 1390, 10 N. Public Square, Cartersville, GA 30120, 3 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-23 |
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