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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Cartersville | GA | 08/2016 | 02/2023 |
| Raymond James Financial Services, Inc. | Marietta | GA | 02/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Marietta | GA | 02/2023 | Present |
(1)Name of Business: Cartersville Bartow Joint Development Authority Address: 5450 GA-20, Cartersville, GA, 30121, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 04/01/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Responsibilities include board oversight of the Cartersville Bartow department of economic development; recruiting business and industry to the county, bond issuance for any industry locating on the joint development owned property; purchasing land for the purpose of industrial development and acting as a pass-thru of funds collected from bond payments to the property entities. (2)Name of Business: Cartersville Building Authority Address: 1 S. Erwin Street, Cartersville, GA, 30120, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: Yes Start Date: 01/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The Development Authority manages property and issues bonds for the construction or repair of buildings within the City of Cartersville (3)Name of Business: Cartersville Development Authority Address: 1 South Erwin Street, Cartersville, GA, 30120, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 01/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The Development Authority authorizes and issues bonds in accordance with needs of the city of cartersville related to water and sewer, General Obligation Bonds and industrial development. (4)Name of Business: Heritage Baptist Church Address: 1070 Douthit Ferry Road, Cartersville, GA, 30120, United States Activity Type: Non profit Position/Title: Other, Officer - Treasurer, Advisory Board Investment Related: Yes Start Date: 01/01/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I serve on the church Administrative Council and head the finance committee. As head of that committee, I call and set the agenda for meetings on governing church finances which includes approving budgets and assuring assets, liabilities, income and expenses are properly reported. I do not sign check. (5)Name of Business: Hunerkopf Investment Company Address: 100 W Cherokee Ave, Cartersville, GA, 30120-3157, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: This LLC is solely for processing payroll rather than continuing as a 1099 (6)Name of Business: Mike Fields, Financial Advisor Address: 100 W Cherokee Ave, Cartersville, GA, 30120-3157, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2026 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: This is a dba for my approved LLC, Hunerkopf Investment Company. I will continue providing financial services through Raymond James in my role as Mike Fields, Financial Advisor (7)Name of Business: RTC Holdings Address: 7 Canterbury Court, Cartersville, GA, 30120, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 02/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am an mino
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-04 |
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