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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-10-24 |
| NJ | RA | APPROVED | 2019-09-09 |
| TX | RA | APPROVED_RES | 2019-09-09 |
Branch Locations
15 Commerce Blvd. 275 Rt 10 East, Suite #209, Succasunna, NJ 07876 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Florham Park | NJ | 01/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Florham Park | NJ | 11/2016 | 09/2019 |
| Stifel Nicolaus & Co Inc | Roxbury | NJ | 09/2019 | Present |
1. Photographer; 64 Iowa Ave Lake Hopatcong NJ 07849;amateur photography; owner/photographer;3/1/16; 3 hr/wk; not during securities trading hours; not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-04 |
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