Joseph Nievera Barretto

Employer firm

Abacus Wealth International (Awi) CRD 308998

$274.0K regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 01/2020
  Unemployed
  Alabang, Muntinlupa
• 01/2020 → 05/2020
  Cross Border Wealth, Llc
  Alabang, Muntinlupa
• 04/2020 → Present
  Joseph Nievera Barretto Dba Abacus Wealth International
  Santa Ana, CA

Previous Registrations

• 2020-01-21 → 2021-10-19
  Cross Border Wealth, Llc
  New York, NY
  Alabang, Muntinlupa
• 2009-04-24 → 2014-12-31
  Voya Financial Advisors, Inc.
  Laguna Niguel, CA
  San Diego, CA
  Irvine, CA
  Escondido, CA
• 2005-04-21 → 2009-04-03
  Fsc Securities Corporation
  Irvine, CA
  Irvine, CA
  Dana Point, CA

Other Businesses

1.name of the other business: N/A; whether the business is investment-related: N; address of the other business: 132 East Dyer Rd. Santa Ana,CA,92707; the nature of the other business: insurance sales; your position, title, or relationship with the other business: Independently Licenced Insurance Agent; the start date of your relationship: 4/21/2020 the approximate number of hours/month you devote to the other business: 8 hours the number of hours you devote to the other business during securities trading hours:8 hours; and briefly describe your duties relating to the other business.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-16
• S63 Uniform Securities Agent State Law Examination
  1991-11-05

Designations

• Certified Financial Planner

Other Names

• Joel Barretto