Anthony Franchimone

Current Employers

Employment History

• 11/2010 → 12/2018
  Lpl Financial Llc
  San Diego, CA
• 07/2011 → 12/2018
  Independent Financial Partners
  San Diego, CA
• 12/2018 → 06/2025
  Resources Investment Advisors
  Overland Park, KS
• 01/2019 → 05/2023
  Triad Advisors
  Norcross, GA
• 06/2023 → Present
  Creative Planning Institutional Advisors, Llc
  Newport Beach, CA
• 06/2025 → 12/2025
  Cetera Wealth Services Llc
  El Segundo, CA
• 03/2024 → 06/2025
  Cetera Advisor Networks Llc
  El Segundo, CA

Previous Registrations

• 2018-12-05 → 2023-11-22
  Onedigital
  San Diego, CA
  Overland Park, KS
• 2012-10-19 → 2018-12-31
  Lpl Financial Llc
  San Diego, CA
  Bryan, OH
• 2010-10-29 → 2018-12-31
  Independent Financial Partners
  San Diego, CA
  La Jolla, CA
• 2007-12-10 → 2010-12-01
  Nrp Advisors, Inc.
  La Jolla, CA
• 2005-09-02 → 2007-12-10
  Girard Securities, Inc.
  La Jolla, CA
  La Jolla, CA
  San Diego, CA
• 2003-07-01 → 2005-09-02
  Wells Fargo Clearing Services, Llc
  La Jolla, CA
• 1997-07-08 → 2003-07-01
  Prudential Equity Group, Llc
  San Diego, CA

Other Businesses

1. NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 06/2023 POSITION/TITLE/RELATIONSHIP: MANAGING DIRECTOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: MANAGING DIRECTOR RETIREMENT PLANS 2. NAME OF OTHER BUSINESS: LADDSGM2020 LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: HOLDING ENTITY OF EQUITY IN ONE DIGITAL START DATE: 04/2009 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: HOLDING ENTITY OF EQUITY IN ONE DIGITAL 3. NAME OF OTHER BUSINESS: DFI MANAGEMENT, INC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: HOLDING COMPANY FOR COMPENSATION EARNED START DATE: 09/2005 POSITION/TITLE/RELATIONSHIP: OWNER/PARTNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OWNER/PARTNER HOLDING COMPANY FOR COMPENSATION EARNED.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-11-10
• S63 Uniform Securities Agent State Law Examination
  1991-05-02

Other Names

• Tony Franchimone
• Anthony Michael Franchimone