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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-03 |
| VA | RA | APPROVED | 2018-12-03 |
Branch Locations
10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States
901 Emmet St N, Charlottesville, VA 22903 • United States
Shipman, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services, Inc | Atlanta | GA | 11/2010 | 11/2018 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 11/2018 |
| Wells Fargo Clearing Services, Llc | Roanoke | VA | 11/2018 | Present |
SOUTHERN SULKY CART AND HARNESS; NOT INVESTMENT RELATED; SHIPMAN,VA; 100% OWNERSHIP; START DATE 01/01/2000; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-25 |
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