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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2015-10-01 |
| TX | RA | APPROVED | 2015-10-01 |
Branch Locations
1490 Northbank Parkway Suite 100, Tuscaloosa, AL 35406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Tuscaloosa | AL | 10/2015 | Present |
1. Rental property; 3820 37th Ave, Northport, AL 35473; Owner; 02/13/2019; 0.00 Hour(s) Per Day; Not during securities trading hours; Investment-Related 2. Lucas Hall Properties LLC;15372 Hugh Russell Dr Northport AL 35475;rental property;10/24/19;1 hr/yr; not during securities trading hours; investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-01 |
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