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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-30
AL RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2015-09-30
  • AL RA
    APPROVED
    Since 2013-02-13

Branch Locations

200 Marina Drive, Tuscaloosa, AL 35406 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Tuscaloosa AL 02/2013 Present
Previous Registrations
  • 2004-10-28 → 2013-02-13
    Morgan Keegan & Company, Llc
    Oneonta, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
Other Businesses

(1) Name of Business: The Bourbon Club of Tuscaloosa Address: Lake Side Dr, Tuscaloosa, AL, 35406, United States Activity Type: Non profit Position/Title: Advisory Board, Officer - President Investment Related: No Start Date: 02/28/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Ensure compliance with alcohol guidelines and appropriate behavior, and lead charity focus.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-26
  • S66 Uniform Combined State Law Examination
    2004-10-26
Other Names
  • Steve Kellough

View on SEC IAPD

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