Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-22 |
| TX | RA | APPROVED_RES | 2023-06-21 |
Branch Locations
963 Sunny Hill Ct, Fallbrook, CA 92028 • United States
1114 South Main Ave, Fallbrook, CA 92028 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southwest Securitites Inc | San Diego | CA | 04/2015 | 02/2019 |
| Ameriprise Financial Services, Inc. | Fallbrook | CA | 02/2019 | 06/2023 |
| Lpl Financial | Fallbrook | CA | 06/2023 | Present |
1)06/06/2023 - Real Estate Rental - Owner - Fallbrook, CA - Inv Rel - Start: 02/2012
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-16 |
Reach out to this advisor