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Norma Alejandra Arroyo-Bravo

J.P. Morgan Securities LLC

Fallbrook, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-05
  • CA RA
    APPROVED
    Since 2024-09-05

Branch Locations

1091 South Mission Rd, Fallbrook, CA 92028 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Securities Llc Oceanside CA 08/2016 Present
Jp Morgan Chase Bank Oceanside CA 07/2016 Present
A Arroyo Notary Services Oceanside CA 02/2021 05/2024
  • 08/2016 → Present
    Jp Morgan Chase Securities Llc
    Oceanside, CA
  • 07/2016 → Present
    Jp Morgan Chase Bank
    Oceanside, CA
  • 02/2021 → 05/2024
    A Arroyo Notary Services
    Oceanside, CA
Other Businesses

Entity Name: Bucked Up Investment related: No "Address: 781 S AUTO MALL DR#102 AMERICAN FORK UT 84003" Nature of the other business: Position/Title/Relationship: Owner/Partner Start Date: 03/28/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Promote dietary and athletic nutrition and merchandise. Using social media platforms, Instagram and Facebook. Social media I will be using is not connected to Chase in any capacity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-04
S63 Uniform Securities Agent State Law Examination 2016-10-26
  • S66 Uniform Combined State Law Examination
    2024-09-04
  • S63 Uniform Securities Agent State Law Examination
    2016-10-26
Other Names
  • Norma Herrera
  • Norma A Herrera
  • Norma Mendoza
  • Norma A Herrera Mendoza
  • Norma Alejandra Herrera
  • Norma Alejandra Herrera Mendoza
  • Norma Alejandra Arroyo

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