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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-05-05 |
| TX | RA | APPROVED | 2020-05-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | San Diego | CA | 08/2013 | 02/2020 |
| Jp Morgan Chase Bank | San Diego | CA | 08/2013 | 02/2020 |
| Jp Morgan Chase Bank, N.A | Fallbrook | CA | 03/2020 | Present |
| Jp Morgan Securities, Llc | Fallbrook | CA | 03/2020 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 9/1/2017 ADDRESS: 1501 SAN DIEGO, CA. DETAILS: rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-04 |
| S66 | Uniform Combined State Law Examination | 2008-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-14 |
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