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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-02-22
CA RA APPROVED 1997-12-15
  • TX RA
    APPROVED_RES
    Since 2017-02-22
  • CA RA
    APPROVED
    Since 1997-12-15

Branch Locations

414 S Main Ave, Fallbrook, CA 92028 • United States

Fallbrook, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fallbrook CA 09/2005 03/2020
Ameriprise Financial Services, Llc Fallbrook CA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; Parker, AZ 85344, / Single Family; Home, Lot 60 Playa Grande, Costa Rica, / Single Family; 312 Stardust, Parker, AZ 85344, / Single Family; 330 Moonlight, Parker, AZ 85344,,;/ Single Family; Parker, AZ 85344,; / Lot/Land; Camino Del Rey avocado ranch Parcel #3; 07/07/2011 / Single Family; 821 OcotilloParker, AZ 85344,,; 09/15/2011 / Single Family; 226 Bluewater Dr., Parker, AZ 85344,,; 03/28/2012 / Single Family; 3440 Sunset Dr., Fallbrook, CA 92028,,; 11/22/2012 / Single Family; 1111 BartowPensacola, FL 32507, , ,; Investment-Related; 11/01/2014 / Multi-Family; 3395 BayouPensacola, FL 32507,,; Investment-Related; 11/01/2014 / Single Family; Parker, AZ 85344, , ,; / Multi-Family; 3395.5 BayouPensacola, FL 32507, , ,; Investment-Related; 11/01/2014 / Single Family; 310 CalhounPensacola, FL 32507, , ,; Investment-Related; 11/01/2014 / Single Family; St.Pensacola, FL 32501, , ,; Investment-Related; 11/01/2014 / Single Family; St.Pensacola, FL 32501, , ,; Investment-Related; 11/01/2014 / Single Family; 1 VictoriaPensacola, FL 32501, , ,; Investment-Related; 11/01/2014 / Single Family; 1305 WilsonPensacola, FL 32507, , ,; Investment-Related; 11/01/2014 / Single Family; 1313 WisteriaPensacola, FL 32507, , ,; Investment-Related; 11/01/2014 / Multi-Family; 1414 WisteriaPensacola, FL 32507, , ,; Investment-Related; 11/01/2014 / Multi-Family; 1414.5 WisteriaPensacola, FL 32507, , ,; Investment-Related; 11/01/2014 / Multi-Family; 1420 WisteriaPensacola, FL 32507, , ,; Investment-Related; 11/01/2014 / Multi-Family; 2021, 2021 1/2, 2023 S.Freeman St.Oceanside, CA 92054, , ,; / Multi-Family; 1420.5 WisteriaPensacola, FL 32507, , ,; Investment-Related; 11/01/2014 / Lot/Land; Parcel Nos. 108-320-64, 65, 66Fallbrook, CA 92028, , ,; Not Investment-Related; 10/02/2015 / Single Family; Parker, AZ 85344, , ,; Investment-Related; 02/01/2016 / Single Family; Parker, AZ 85344. 100 sg. ft.~ mobile on a sma, , ,; Investment-Related; 11/08/2017 / Multi-Family; 8775 US Hwy. 93 N., , Olney, MT, 59927; Investment-Related; 12/31/2020 / Single Family; 1624 Grandview St.Oceanside, CA 92054, , ,; / Single Family; 10674 Pauma Reservation Rd.Pauma Valley, CA 92069, , ,; / Lot/Land; Camino Del Rey Ranch-Avocado RanchBonsall, CA 92003, , ,; / Single Family; 948 Woodcreek Dr.Fallbrook, CA 92028, , ,; / Single Family; 915 FunquestFallbrook, CA 92028, , ,; / Commercial; 414,416,424,426,428 S.Main St.Fallbrook, CA 92028, , ,; Not Investment-Related; 01/01/2013. Independent Insurance Brokering; Aetna; 06/07/1994; Disability Income / AFLAC; 07/31/1991; / Ameritas; 04/01/2022; / Anthem Blue Cross; 12/01/1993; / Assurant Health; 01/15/2014; / Banner Life; 01/28/2014; / Blue Shield; 04/14/1995; / Colonial Life; 12/01/2019; / Guardian Dental; 04/06/1993; / Hartford; 12/12/2005; / Health Net; 04/01/2004; / Kaiser; 09/06/2006; / Met Life Dental; 03/25/1999; / Mutual of Omaha; 06/13/2019; / Pacificare/United Healthcare; 11/08/1990; / Scan Health; 04/01/2019; / Sharp; 07/01/2012; / Silver Script; 12/08/2017; / Unitied Agricultural Benefit Trust; 04/30/2018; / Unum Provident; 02/17/2009; / ALIGNMENT HEALTH PLAN; 09/01/2023; Medicare Supplement (A.M. Best Rating not required for this product type). Business Ownership; Other; Other; 3422 Barrancas Ave., , Pensacola, FL, 32507; Investment-Related; 07/21/2014; 1 to 9 hours per month; 0 during trading hours / Other; Other; 8775 US Hwy. 93 N., , Olney, MT, 59927; Not Investment-Related; 09/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Other; Other; 418 S. Main Ave.Fallbrook, CA 92028, , Fallbrook, CA, 92028; Not Investment-Related; 04/15/2019; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Haydis; Deborah; Treasurer; local youth baseball association, , ,; 02/23/2011; 1 to 9 hours per month; 0 during trading hours / Haydis; Deborah; Vice President; 3178 Via Del Cielo, Fallbrook, CA 92028, , ,; 06/01/2010; 1 to 9 hours per mon

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-03-19
  • S63 Uniform Securities Agent State Law Examination
    1987-03-19

View on SEC IAPD

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