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2301 Sugar Bush Road Suite 510, Raleigh, NC 27612 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2005-08-03 |
| TX | RA | APPROVED | 2005-02-04 |
Branch Locations
2301 Sugar Bush Rd Suite 510, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shah Capital Managment | Raleigh | NC | 01/2005 | Present |
(1) Marius Pharmaceuticals - Investment-related - Address: 2301 Sugar Bush Road, Suite 510, Raleigh, NC 27612 - Nature of Business: Biopharmaceutical company focused on oral testosterone therapies for men - Position: Founding Executive Chairman - Start Date: January 6, 2017 - Hours per month: 15 hours monthly - Hours per month during securities trading hours: 5 hours - Duties: Attend BOD Meetings; review meeting materials; participate in other BOD activities, serve as chairman at the BOD meetings; takes an active role in direct oversight and strategic business priorities implementation. (2) SOL (Emeren Group Ltd) - Investment related - Address: 850 Canal St, Stamford, CT 06902 - Nature of Business: Solar Development Projects - Position/title: Board/Chairman - Start Date: Board Director 3/22/2022, Chairman 11/22/2022 - Hours per month: 30 hours monthly - Hours per month during securities trading hours: 15 hours - Duties: Attend board of director meetings as chairman; review meeting materials; participate in other board of director activities; taking an active role on oversight and strategic business priorities implementation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-22 |
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