David Michael Nelson

Current Employers

Employment History

• 07/1996 → Present
  Nelsoncorp Wealth Management
  Clinton, IA
• 03/2011 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 03/2011 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 03/2011 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 07/2015 → Present
  Continuity Partners Group, Llc
  Fairfield, IA

Previous Registrations

• 1999-01-01 → 2011-03-14
  Lpl Financial Llc
  Clinton, IA
  Davenport, IA
  Sterling, IL

Other Businesses

1) DAVID NELSON, INDEPENDENT INSURANCE AGENT, 880 13TH AVE N, CLINTON, IA, 3/01/2011 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5 HR/YR - 0/TRADING. 2) FINANCIAL PLANNING ASSOCIATION, 4100 E MISSISSIPPI AVE, DENVER, CO, MEMBER, 01/01/04, NIR, 0 HR/WK- 0/TRADING HR. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 03/01/11 4) SOCIETY OF FINANCIAL SERVICE PROFESSIONALS, 19 CAMPUS BLVD, NEWTON SQUARE, PA, 01/01/04. NIR, MEMBER, 0 HOURS WEEKLY. 0 DURING TRADING. 5) NELSONCORP WEALTH MANAGEMENT, 880 13TH AVE N, CLINTON, IA 52732. PRESIDENT AND CEO SINCE 01/01/87. WORKS 50 HOURS PER WEEK 40 OF WHICH ARE SPENT DURING TRADING HOURS. 6) NELSOND, LLC, 880 13TH AVE, N, CLINTON, IA, RENTAL INCOME- OWNER, 06/01/97, NIR, 2 HR/MO- 0/TRADING HR. 7) NELSONC, LLC, 880 13TH AVE N, CLINTON, IA , PRESIDENT/CEO SINCE 7/6/06, 2 HOURS PER MONTH, NONE DURING TRADING, THE LLC WAS FORMED FOR ADMINISTRATIVE PURPOSES FOR BUILDING NECESSITIES. 8) NELSONCORP TAX SOLUTIONS LLC, 880 13TH AVE N, CLINTON, IA, 8/19/2016 AS OWNER OF TAX PREP BUSINESS. NIR - 1 HR/MO - 0/TRADING. 9) NELSON TREE FARM, 3440 ALLIE LANE, CLINTON, IA, 6/04/2018 AS OWNER OF TREE FARM. NIR - 20/MO - 0/TRADING. 10) BETTER BUSINESS BUREAU, 4200 WILSON BLVD, ARLINGTON, VA, MEMBER, 01/01/82, NIR, 0 HR/WK- 0/TRADING HR. 11) NELSOND,LLC, 5465 Utica Ridge Rd, Davenport IA 52807, United States, 02/01/2022, President & CEO, Owner/Partner of a Business Entity, NIR, 2 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-04
• S63 Uniform Securities Agent State Law Examination
  1991-01-23

Designations