Charles Robert Cumello

Employer firm

Essex Financial Services, Inc. CRD 127549

$4.17B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Essex Financial Services Inc
  Essex, CT
• 06/2021 → 12/2022
  The Leaders Group Inc
  Littleton, CO

Previous Registrations

• 2005-07-18 → 2009-03-13
  Strategic Advisers Llc
  West Hartford, CT
• 2003-01-23 → 2003-05-12
  Quick & Reilly, Inc.
  Hartford, CT
• 1997-03-24 → 2003-01-24
  Strategic Advisers Llc
  West Hartford, CT

Other Businesses

1) Insurance Agent for Essex Financial Services Inc - 03/2009- 176 Westbrook Rd, Essex CT 06426 - Life insurance/fixed annuity sales - Not Inv Rel - Insurance Business - less than 10 hrs/mo; less than 10 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-02-10
• S63 Uniform Securities Agent State Law Examination
  1991-03-26