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Lisa Larochelle Scott

LPl Financial LLC

San Diego, CA

Venice, CA

Culver City, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-12-16
  • CA RA
    APPROVED
    Since 2021-12-16

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1842 Washington Way, Venice, CA 90291 • United States

12039 Jefferson Blvd, Culver City, CA 90230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Manhattan Beach CA 04/2009 10/2017
Securities America, Inc. Venice CA 10/2017 12/2021
Securities America Advisors Venice CA 10/2017 12/2021
Lpl Financial, Llc Venice CA 12/2021 Present
  • 04/2009 → 10/2017
    National Planning Corporation
    Manhattan Beach, CA
  • 10/2017 → 12/2021
    Securities America, Inc.
    Venice, CA
  • 10/2017 → 12/2021
    Securities America Advisors
    Venice, CA
  • 12/2021 → Present
    Lpl Financial, Llc
    Venice, CA
Previous Registrations
  • 2017-10-20 → 2021-12-23
    Securities America Advisors, Inc.
    Venice, CA
  • 2009-05-05 → 2017-10-25
    National Planning Corporation
    Venice, CA
Other Businesses

1) 01/1991 - Non-Variable Insurance / Lisa Scott / Investment Related / Venice, CA 90291

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-07-09
  • S63 Uniform Securities Agent State Law Examination
    1992-07-09
Other Names
  • Lisa Marie Larochelle

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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