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520 Madison Avenue, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-05-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 10/2010 | 09/2019 |
| J.P. Morgan Securities Llc | New York | NY | 10/2008 | 09/2019 |
| Jefferies Llc | New York | NY | 09/2019 | Present |
| Leucadia Asset Management Llc | New York | NY | 09/2019 | 05/2023 |
| Jefferies Investment Advisers Llc | New York | NY | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-01-17 |
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