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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-26 |
| WA | RA | APPROVED | 2018-04-26 |
Branch Locations
601 West Main Avenue Suite 1215, Spokane, WA 99201-0615 • United States
Spangle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Spokane | WA | 03/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Spokane | WA | 11/2016 | 04/2018 |
| Rbc Capital Markets, Llc. | Spokane | WA | 04/2018 | Present |
TRUSTEE FOR PARENTS TRUST; INV RELATED; SPANGLE, WA; START 10/1/05; 2 HRS/MO; 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-27 |
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