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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-03 |
| MN | RA | APPROVED | 2014-01-16 |
Branch Locations
14275 Golf Course Drive, Suite 100 Pob 2946, Baxter, MN 56425 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Baxter | MN | 10/2009 | Present |
1. Rental Property; 11758 Wood Dr SW Brainerd MN 56401;owner; 11/1/19; 2 hr/mo; not during securities trading hours; investment related. 2. Brainerd Amateur Sports Foundation; 502 Jackson St Brainerd, MN 56401; Support Education and Development of Athletes who require eq; Board Member; Coordinate with Arena Manager; 02/14/2020; 4 Hours per Month; Not during Securities Trading Hours; Not Investment related. 3. The Woods Home Owners Association; 2178 Quill Dr SW, Brainerd, MN, 56401; Neighborhood Association; At-Large Board Member; Quarterly Meetings to discuss items/issues concerning the neighborhood homeowners; 01/01/2024; 10 Hours per Year; Not during securities trading hours; Not Investment-related 4. Lord of Life Lutheran Church; 6190 Fairview Rd N Baxter, MN 56425; Church; Finance Team Committee member; Review the monthly and annual finances with the current church Treasurer and Business Administrator. Make recommendations to the Treasurer and Business Administrator to take to the Church Council for discussion; 07/08/2026; 2hrs/mth; Not during securities trading hours; Not Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-09 |
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