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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| FL | RA | APPROVED | 2007-03-23 |
| NJ | RA | APPROVED | 2002-10-31 |
| CA | RA | APPROVED | 2002-10-30 |
Branch Locations
777 Third Ave Suite 1703, New York, NY 10017 • United States
Rye Brook, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Briarcliff Manor | NY | 04/2011 | 11/2020 |
| Park Avenue Securities Llc | Briarcliff Manor | NY | 04/2011 | 11/2020 |
| Guardian Life Insurance Company | Southampton | NY | 11/2020 | 01/2024 |
| Park Avenue Securities | Southampton | NY | 11/2020 | 01/2024 |
| Guardian Life Insurnace Company | Rye Brook | NY | 01/2024 | Present |
| Park Avenue Securities | Rye Brook | NY | 01/2024 | Present |
1. Property & Casualty Producer-I place my P&C business through The Oberman Group (auto, home, general liability, workers comp, Start: 08/01/2012, Address: 777 Westchester Ave White Plains, NY 10604, Hrs per month - Tot/Bus: 10/5, Investment related, >10% annual compensation, 2. Insurance Product - non Guardian, Start: 06/01/2019, Nature: Insurance Sales, Address: 9 Honeysuckle Lane #60 Rye Brook, NY 10573-1506, Duties: Independent Contractor selling insurance other than Guardian, 10 total hours/month; 5 during securities trading hours, Investment related, 3) Power of Attorney for my 86 yr old mother Start: 06/01/2021, Address: 180 S Middle Neck Rd 1J Great Neck, NY 11021, 1-2 total hours per month, 0 during securities trading hours, Investment related, No annual compensation, 4) Basketball Referee, Nature of Business: Basketball referee, Start date: 12/15/2025, Address: Westchester, NY area, Duties: Referee, 5 total hours per month; 0 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-25 |
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