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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-11-02 |
Branch Locations
601 S. Federal Highway Suite 301, Boca Raton, FL 33432 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jhfn/Sii | Boca Raton | FL | 08/2011 | 11/2018 |
| Royal Alliance Associates, Inc. | Boca Raton | FL | 11/2018 | Present |
1. PARADIGM WEALTH POSITION: AGENT NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/08/2015 ADDRESS: 601 South Federal Highway, Suite 301, Boca Raton FL 33432, United States DESCRIPTION: Sales/Marketing of Fixed Annuities and Non-Variable Insurance 2. PARADIGM WEALTH POSITION: i conduct investment and insurance business under this business name. NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/08/2015 ADDRESS: 601 South Federal Highway, Suite 301, Boca Raton FL 33432, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 3. THE PARTNERS NETWORK POSITION: other NATURE: Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2014 ADDRESS: 7700 West Camino Real, suite 300, Boca Raton FL 33433, United States DESCRIPTION: Silent Company owned by managing executives used to pay John Hancock commissions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-15 |
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