Bryan Paul Bogen

Current Employers

Employment History

• 01/1995 → Present
  Spectrum Financial Strategies, Inc.
  Hamden, CT
• 09/2012 → 09/2019
  Summit Brokerage Services Inc
  Hamden, CT
• 09/2012 → 05/2021
  Summit Financial Group Inc
  Hamden, CT
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2006 → Present
  Taj Enterprises, Llc
  Hamden, CT

Previous Registrations

• 2012-09-17 → 2021-05-20
  Summit Financial Group Inc
  Hamden, CT
• 2002-01-24 → 2012-10-04
  Dominari Securities Llc
  Hamden, CT

Other Businesses

(1) SPECTRUM FINANCIAL STRATEGIES INC. IARD #106419 - 2525 WHITNEY AVE, HAMDEN CT 06518; PRESIDENT; TAX PREPARATION - SALE OF INSURANCE PRODUCTS - COMPENSATION IS COMMISSIONS AND FEES. 160 HRS A MONTH ALL DURING TRADING HOURS; (2) NAME OF OTHER BUSINESS: TAJ ENTERPRISES, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: REAL ESTATE, START DATE: 06/2006, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: HOLDS OFFICE BUILDING FOR EXPENSE MANAGEMENT ; (3) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-17
• S63 Uniform Securities Agent State Law Examination
  1992-02-04

Designations

Other Names

• Bryan P Bogen